Friday, June 1, 2018

Agriculture: SUST Design of a Supportive Intervention

Supporting and Understanding Sustainability Transitions (SUST)
ECS-67100



Title of Project: Afvalwater - A Sustainable Approach to Wastewater Treatment in the Netherlands

Notation: The project is self-contained and not associated with WUR. I am working on this project alone and have already done an initial pitch/proposal. In this assignment I will be discussing both the initial proposal and edits that have been made while working with the facilities to start the project.


1.       Define what is the overall key sustainability problem that your project is attempting to tackle. Explain what is the change (or intervention, or solution) your project is attempting to bring in, in order to address the sustainability problem you discussed. Present the key question(s) you are addressing through your project. Indicate at which scale (e.g. local, global, etc.) your project is taking place.
a.       The Waterschapsbedrij and WLM Limburg have identified the need to make their waste treatment facilities more sustainable and environmentally friendly in the area of Afvalwater (Wastewater). After speaking to the facilities, the primary concerns this project hopes to address are the Heavy Metals and Pharmacological Chemical Residuals within the wastewater. That is, how to minimize them to match or be lower than the Dutch Environmental Regulations require for release back into the ground water system. We are working at a local scale (within the municipality of Limburg); however, the goal is that this could be implemented on a national scale once proven efficient and effective.
b.      To do this, the project contains the following tiers of action:
                                                               i.      Filtration unit or chemical additive (Ferric Hydroxide) on site at primary waste treatment facility to remove the majority of heavy metals through precipitation or chemical binding at the filer.
                                                             ii.      The initial proposal included a biogas digester and dryer as the second step. This is already part of the facility design; however, the current unit is out of date and does not work as efficiently as it could (only 60% efficiency). The second step recommendation has been edited to upgrade the current unit and create a clean-bio gas exchange unit to filter carbon from the methane stream via cold filters for resale to the national electric grid. Biosolids, once dried, have been proposed to be used for land mitigation by the municipalities after chemical testing is complete.
                                                            iii.      The third step is constructed wetlands for natural filtration into the ground water system as well as a possible tertiary energy stream from planting, harvesting, and creating pellets from Cattail plants (Typha). The cattails are carbon neutral plants (what they take in of carbon during their lives is released when harvested and burned) that could be used in pellet stoves instead of wood. The ash from the cattails could then be applied as a fertilizer as it is high in Potassium.
2.       Discuss upon which domain(s) is your project attempting to bring in change (make for example a circle or a cloud covering the domain(s)). Explain in which way your project could bring in sustainability changes within the domains you have selected.
a.       The primary domains this project hopes to focus on are environment/ecology and economy/business. While there is some overlap with culture/mindsets, the main aspect is to minimize an environment hazard (heavy metals) while maintaining or increasing profitability of the business.
b.      By minimizing the heavy metals, the facility is able to sell or dispose of the waste water within the Netherlands, instead of their current practice of shipping it out of the country. This will save money, time, effort, paperwork, and inspections, but it shall also allow the facility to mitigate local land and water issues as well as turn a profit or minimize their current electrical costs by using the gas on-site. By allowing the facility to create their own energy, they reduce their emissions, external resource dependence, and have the potential to make a profit by supplying energy back to the national grid in the form of energy or natural gas. In the large scheme of things, if this was implemented nationally, the government would not need to frack for natural gas which will minimize sinkholes and flooding concerns in the cities.
3.       Position in the figure (for example with a circle or a cloud) the sustainability change challenge your project is addressing. Explain your answer (why you have positioned it there). Describe what type of intervention is needed through your project in order to contribute to change, when considering the position of your change challenge.
a.      

b.      The project is complex, but not so difficult it cannot be implemented. The benefit of this project is that it can be scaled, depending on the facility needs and financial resources. The primary goal is the minimization of metals and chemicals. To this end, the first step is the most crucial and is currently being implemented/tested. There have been several reports that adding in a ferric hydroxide chemical or using a filtration system (semi-permeable membrane) with that chemical embedded within it will minimize chemical build-up within the waste water. This is being tested in the Limburg Waste Treatment facility for validity and percentages. If this works the way the various companies and papers say, then it will be the primary step implemented within their municipality.
c.       The other aspects of the project can be left off or changed depending on needs. If the chemical takes care of everything, then it is a simple and cost-effective fix. If a second round of removal needs to occur, the company can either upgrade their biogas digester, or use filtration ponds in a wetland design as mentioned above. A smaller scale proposal has been offered as a test on the efficiency of the cattail pellets. Currently the municipality removes cattails during the summer and fall months and puts these in landfills. The proposal requests the municipality to instead drop them off with the facility for them to grind into pellets and use at lift/pump stations in pellet burning generators to see if they provide enough energy to run those facilities and what the labor cost is to manage the facilities entails.
d.      The interaction between departments within the WML and the interaction within the WML and the Municipality are rather complex as well. For this project, the first aspect is simply to get everyone to agree that the project is necessary, and then to agree on the measures proposed. Currently, the Innovation Technology Team is leading the project and there is consensus that the project is necessary and viable, which allows us to move into the initial testing phase, however, the upper management is very much interested in the newest technology that other plants have in place, even if they are not needed or useful on their current site. This is one of the aspects we are attempting to counter in our meetings and communications. Another issue is the interaction between the municipality and the facility, because the municipality doesn’t wish to do extra work, so we are trying to find ways to make them more amenable to cooperating.
4.       Introduce the concept of sustainability transitions, by explaining what this means in conceptual general terms. Zoom into your own project, and define what it is the specific sustainability transition goal of your project. Explain whether your project concerns a transition at a niche level or a regime level, in the attempt to achieve that goal you just indicated.
a.       Sustainability transitions may fall under several categories, but the general view is that they must consist of actors, institutions, and material artifacts and knowledge. The interaction of these systems and their co-dependence upon each other, is the key when dealing with specific types of transitions. For my project, I focus on the socio-technical transition which is described as a “set of processes that lead to a fundamental shift in socio-technical systems. Socio-technical transitions differ from technological transitions in that they include changes in user practices and institutional structures, in addition to the technological dimension. In addition, socio-technical transitions typically encompass a series of complementary technological and non-technical innovations.” (Markard, Raven, & Truffer, 2012). Another words, the implementation of the technology (our cattail pellets for example) must also be complementing a shift in the way the company and society interact. In this example, the municipality would harvest the cattails from retention ponds (like currently), drop them at the waste treatment facility, who then processes it into pellets, which are then used at pump stations. The ash is then collected and given/sold to the municipality or farmers as fertilizer.
b.      Sustainability transitions must also manage guidance and governance issues/concerns. In water supply and sanitation systems, these concerns make come in the form of “problems related to water scarcity, insufficient access in low income countries, extreme events (flooding, earthquakes) and micro-pollutants (Gleick, 2003)” (Markard, Raven, & Truffer, 2012). The micro-pollutants, extreme events, and water scarcity issues are the primary focus for this particular project and are why it, and other transition projects, are typically long-term and involve changes in management and interaction between these various actors; in this case, at a regime level (municipality).
5.       Given the sustainability transition goal of your project you just defined, position in the figure (for example with a circle or a cloud) the transition/development phase (i.e. brewing phase, take off, acceleration, or stabilization) of your project. Identify and describe at least three key specific concrete indicators of system change (vertical axis) that can indicate that your project is moving forward towards the next phase (or phases).
a.      

b.      This project is now in the mid-take-off phase. The initial proposal has been accepted, meetings and plans with the agencies have taken place, and the initial test phase is now underway. The testing of the Ferric Hydroxide chemical additive and the filtration unit, as well as the combination of these two systems, first needs to be completed at the lab level. The levels of heavy metals pre and post additive and filter need to be checked under standard, substandard, and overflow water levels to see how the chemical and filter hold up under different water pressure systems. These levels need to be compared to Dutch and EU guidelines and only if significant reduction is found (60% or greater) will on-site testing will begin at the main facility where these same systems (filter + chemical) will be tested separately and together to see if the minimization of metals is significant (>60% reduction).
6.       Position in the figure (for example with a circle or a cloud) your project/change challenge. Motivate your answer.
a.      


b.      The individual technological aspects of this project are not new and while one could say that each step is able to be implemented by itself (which they are), the goal of the project is to instead create an awareness of the interconnectedness of different ecologically sustainable technologies and the create a culture where cross-discipline work is fostered. This is why I placed the mark within the transition category, but still very close to the border. Within the societal sphere, we are still very incremental. At this point, the project is looking at minimal societal interaction. There is hope for work with the municipality, but the main aspects are the change the way the Waste treatment facility works first and then expand into the municipality and zoning board.
7.       Select one project that, for you, is a best-practice within the field of sustainability transitions and social change. Introduce briefly what the project is about, what are its objectives, and what are possible results of the project so far (if known). Explain on which sustainability domain that project is focused on. Explain what, according to you, are two crucial characteristics of the project that makes it a sustainability transitions best-practice (you can make use of the previous models if you like).
a.       One of the projects that I used for my own project is run by the International Institute for Sustainable Development (IISD) called Cattail Biomass in Watershed-Based Bioeconomy: Commercial-scale harvesting and processing for nutrient capture. biocarbon and high-value bioproducts, out of Canada. The general idea in this project is to harvest cattails and turn them into a renewable energy source, specifically by creating pellets out of the cattails that can be used in pellet burning generators as an alternative to wood. A side benefit is that cattails take up carbon and give off ash high in potassium and phosphorus which can then be used in agricultural settings. The cattails are harvested from Lake Winnipeg (Canada) as part of the project and allowed for the continual ‘cleaning’ of the wetland.
b.      The results, to date, show that cattails harvested and turned into pellets give off more heat energy than wood in stoves and that the biochar created was of significantly higher levels of cation exchange capacity and potassium than similar trials with wheat straw biochar.
c.       This particular project is complex, with a focus on environment and ecology although there is some benefit for the business model as well. This is because they were not looking at the financial implications, simply at a away to reduce contaminants in runoff. It has, if the last year, been expanded into a more economic aspect to see what products could be made from this resource, which is why I suggest that in future papers one might see more of a financial overview.
d.      I list this project as a best-practice because it not only analyzes the chemical aspects of cattails for sequestration and bioproducts, but it has also created a new marketplace for those products, created a path to certification, created an integration with Surface Water Management, Commercial Markets, and looked at possible uses as a sustainable feedstock for animals. This integration between many scales, organizations, and creation of pathways for others to follow as well as assessments for mechanical usage shows a well developed, thought-out project which is taking into account the needs and wishes of various stakeholders at all levels, as well as looking at the societal and environmental factors.
8.       How is your project addressing, or not addressing, each of those four RRI dimensions? Explain, in a concrete way, how each dimension is (planned to be) taken into consideration, or not, within your project.
a.       

b.      Anticipation “involves systematic thinking aimed at increasing resilience, while revealing new opportunities for innovation and the shaping of agendas for socially robust risk research” and “requires understanding of the dynamics of promising that shape technological futures” (Stilgoe, Owen, & Macnaghten, 2013). In this project, because we are looking at research others have carried out over several years and in their own spheres of public/governmental/scientific inquiries, we are now looking at seeing how these items affect each other when put in various combinations. For example, the chemical treatment + the filter, not just the chemical or the filter. Or, more aptly, the combination of the chemical + a constructed wetlands environment. Each phase will be managed slightly different, hopefully with the anticipatory questions being asked by the right people. Current inquiries into management levels and zoning ordinances are being looked into as are the feasibility of the cattail project onsite in Roermond. Our initial testing for the cattail portion will be to first use material currently being removed from retention ponds and see if we can duplicate the Canadian’s achievements, then an environmental assessment project will be put into place to see if creating additional wetlands that would be managed onsite in Roermond are environmentally sound.
c.       Reflexivity and Inclusion is where our creation of a review board made up of various stakeholders should come into play. A review board should oversee the “activities, commitments and assumptions” (Stilgoe, Owen, & Macnaghten, 2013) of the project and see how the project may influence internal and external dialogue. At this point a board has not been created, but as the project moves forward beyond the jurisdictions of the treatment facility itself, it would be a good idea to create one with members of the municipality, universities and companies involved, and the public (inclusivity). Right now, there is a small group of WML and Waterschapsbedrij employees, as well as myself, that are involved from several different departments. As we move into larger aspects of the plan, I can see that number growing to include outside members.
d.      One of the benefits of this project is that we built in Responsiveness. The project itself is a way to “respond to new knowledge as [it] emerges and to emerging perspectives, views and norms” (Stilgoe, Owen, & Macnaghten, 2013).  The idea is that each section can be added on or left off/edited as the needs of the facility change. For example, the facility has a biogas generator in place, but it is out-dated and inefficient, this project allows for changes to the current generator to incorporate new technologies to increase the efficiency without destruction of the current plant. This also allows for an addition of filtration of the gas into cleaner gas for use in vehicles on site instead of purchasing petrol. While responsiveness also refers to the public commentary, we have focused, at this point, on internal and municipality views. We must change the minds of the business leaders internally before we change the minds of the citizenry.
9.      Given what you have learned so far in SUST, what do you consider to be one main insight you got in the course that is helping you to understand and steer your project? Additionally, given the current state of your project, what do you consider to be the main challenge of your project when it comes to fostering sustainability transition? And what can be the main contribution you/your SUST team can give/are giving when it comes to fostering sustainability transitions within your project?
a.      The RRI aspect is something we had only briefly discussed in our internal meetings. I think as a governance aspect it will become a much bigger portion of the project than what is currently required. Since we are still in the take-off phase, just getting everything started is our primary concern. However, the base of business anymore is paperwork and the associated communications with the right stakeholders. I am in a consultancy role now that the project has been approved. As the WML and Waterschapsbedrij move forward, it will be up to the Innovation Team leads to continue the momentum and get buy-in from the various actors. I think getting the municipality on board will be the biggest hurdle as there seems to be a bit of friction between the three agencies currently. Discussions regarding topics such as in this reflection paper are the most important aspect I can give right now. Since I am not on-site for the daily testing or implementation, I can only go through concerns or new data that I find during my research. This is both the biggest contribution as well as the biggest challenge for me in this project.

Bibliography

Markard, J., Raven, R., & Truffer, B. (2012). Sustainability Transitions: An Emerging Field of Research and Its Prospects. Research Policy, 955-967.
Stilgoe, J., Owen, R., & Macnaghten, P. (2013). Developing a framework for responsible innovation. Research Policy, 1568-1580.


Intervention:


“I think it's very important to have a feedback loop, where you're constantly thinking about what you've done and how you could be doing it better." -Elon Musk, SpaceX/Tesla

Innovation Team Agenda

·         Project Review
o   4 Steps:
§  Chemical Filtration (FeO(OH))
§  Biogas Digester/Dryer
·         Cold Stack Filtration for Natural Gas
·         Biosolids for Land Mitigation
·         Bioslurry for Wetlands
§  Constructed Wetlands
§  Cattail (Typhus) Pellets
·         Fuel and Fertilizer
·         Kill Your Darlings
o   Kill Your Darlings is a mindset and creative process that allows you to go over each aspect of your plan and take it apart, look for alternative ways of doing it and challenging all the assumptions you have previously made.
·         Rewrite Project
o   15 minutes:
§  Reread the proposal individually- make notes, questions, ideas
o   20 minutes:
§  Pair up and review. Write down assumptions, changes, and questions on a large post-it sheet.
o   10 minutes:
§  Break
o   10 minutes:
o   Review comments; add/change anything new that you thought about.
o   1 hr:
§  Group review and notes

This first reflexivity intervention is based on the concept that different individuals will have different ways of seeing things based on their individual interests, experiences, and expertise. This is more of a Management Transition because it focuses on the following aspects:

·         Systems-thinking in terms of more than one domain (multi-domain) and different actors (multi-actor) at different scale levels (multi-level); analysing how developments in one domain or level gel with developments in other domains or levels; trying to change the strategic orientation of regime actors;
·         Long-term thinking (at least 25 years) as a framework for shaping short term policy;
·         Back- and fore-casting: the setting of short-term and longer-term goals based on long-term sustainability visions, scenario-studies, trend analyses and short-term possibilities;
·         A focus on learning and the use of a special learning philosophy of  learning-by-doing and doing-by-learning;
·         An orientation towards system innovation and experimentation;
·         Learning about a variety of options (which requires a wide playing field);
and
·         Participation from and interaction between stakeholders. (Loorbach & Rotmans, 2006)

These items are the focus of the Kill Your Darlings activity, where members of the Innovation Team (the internal Waterschapsbedrijf Team) work individually, then in pairs, and finally as a group to go through each aspect of the Project Proposal and take it apart. Their individual expertise (chemists, marketing, environmental engineering, finance, microbiologists, community liaison, ecologists, etc) as well as their personal experiences, will give better feedback on what is or is not possible, which aspects may need to be changed, and where there may be push-back from the various stakeholders we wish to include in future development processes. This allows for a greater amount of reflexivity and responsiveness in future planning.

The culture of the activity is really built around pulling individuals who are already involved in the project together so they can go over the various questions that have arisen within their own departments. This allows for two levels: the final project paper and the bonding of the team. The final project paper should show a balance between the technology and the relationship issues between the various external stakeholders while the bonding will allow for more fluid communication within the team with less interpersonal issues. This activity should also focus on creating a cohesive language of terminology that would be used throughout the project (appendix on the final paper, etc).

“There's a tremendous bias against taking risks. Everyone is trying to optimize their ass-covering.”
-Elon Musk, SpaceX/Tesla

A big issue to work through is personal and professional bias and tunnel vision. This is obviously not something that is easy to dispose of since most biases are internal. The Kill Your Darlings activity is specifically designed to mitigate these biases due to the repetitive, short review process. The agenda proposed above gives time for a review of the project (the redesign of the current Roermond Waste Treatment facility into a more environmentally and economically sustainable enterprise), but also time for individual and group reflexive thinking. Building in a small break will allow for any non-solidified ideas to be worked out internally before the group review. The group review is designed to allow for various opinions to be expressed, commented on, reworked, and then added or dismissed from the final project plan. This allows for inclusiveness between the various internal departments that do not traditionally work together on a project design. For example, a member of the Finance Department and an Environmental Engineer working in pairs may focus on fiscal costs versus environmental regulatory concerns. How they work out their paired concerns/questions will impact the group review and may answer a different team’s questions during the final group commentary and review.

The facilitator’s role (my role) would be to get the teams to think outside the box. Reflexivity is the primary goal, but a secondary aspect is to include as many different points of view as possible and include members from departments that don’t normally work together. Comments and questions would be: don’t just dismiss an idea because you don’t like it or are afraid of it; break down the key aspects. How could you rework or improve them or are there alternative ideas that would give the same type of results? The final goal is to make a better project proposal. We want to cover as many levels of review and impacts as possible, so think about the connections, what happens if we succeed, how does that affect other aspects of the business? What happens if a section fails? Can we work around it or alter it and continue? Will it stop the process completely? Will we alienate a partner company if we do this particular section of the project?

This activity, and ultimately the finalized proposal, should take into account most of the stakeholder’s concerns or wishes. The stakeholders, in this project, include the following:

·         Ms. Saskia Hanneman, Innovation Team, Waterschapsbedrijf Limburg *Project Manager*
·         Ms. Cindy Reijnders , Senior Communicatieadviseur, Waterschapsbedrijf Limburg
·         Mr. Mark Weijers, Project Manager for Increase C0-firing Biomass AC09 , WML
·         Mr. J. van Montfort, Project Leader for Sterrenberg phase 1, Municipality of Roermond
·         Mr. José Korteland, Head of Department of Urban Development, Municipality of Roermond
·         Mrs. R. Feenstra, Environment manager for Sterrenberg phase 1, BAM Infra
·         Mrs. Tamisan Latherow, Consultant for Project Development, Wageningen University & Research *Project Plan Writer*

By having various members within the Innovation Team work to break down and review the project plan, we should be able to mitigate any concerns the stakeholders may have. A second round review process would then include these stakeholders to review the final, reworked proposal.

The purpose of the second meeting will be to review the reasons for the project, the infrastructure and design of the project, deliverables, timelines, team creation, and communication between organizations. Team Leads are pulled from the various organizations (stakeholders) necessary for final project completion. By including these individuals, we hope to cover most of the organizations this plan will impact. There are two stakeholders not included, a member of the public and a member of the government’s environmental protection/regulation agency. At this point, those individuals would not be helpful for the project completion. Instead, we have included a specialist in the environment and a member of the communications and public relations staff. This meeting will allow the various team leads from other organizations to express their opinions on the various aspects of the project. *See Appendix 1 for Meeting Agenda

Appendix 1: Team Lead Review of Project Planning

Invited Team Leads: (Idea-not finalized)

·          Ms. Saskia Hanneman, Innovation Team, Waterschapsbedrijf Limburg *Project Manager*
·          Ms. Cindy Reijnders , Senior Communicatieadviseur, Waterschapsbedrijf Limburg
·          Mr. Mark Weijers, Project Manager for Increase C0-firing Biomass AC09 , WML
·          Mr. J. van Montfort, Project Leader for Sterrenberg phase 1, Municipality of Roermond
·          Mr. José Korteland, Head of Department of Urban Development, Municipality of Roermond
·          Mrs. R. Feenstra, Environment manager for Sterrenberg phase 1, BAM Infra
·          Mrs. Tamisan Latherow, Consultant for Project Development, Wageningen University & Research *Project Plan Writer*

Agenda:

·          9:30 - Coffee/Tea, Introductions
·          10:00 - Introduction to Project and Goals
o    Brief description of the project
o    The goals of the project
o    Waterschapsbedrijf Limburg’s needs and expectations
o    The makeup of Waterschapsbedrijf Limburg’s team and their decision making process
o    Feedback and Communication plans
o    Dates for project milestones and deadlines
·          10:30 – Q&A about Project
·          11:00 – Participant’s Scope and Interest
o    How Team Leads from Stakeholder organizations will interact and communicate on the project.
o    Will there be any meetings or points in the project where you’ll want us to present on the current project status to a larger group (i.e a board meeting)?
o    Are there any points in the process that some stakeholders might not understand that we can explain?
o    Participants interest, why you should want to be involved.
o    How does this project affect your daily work?
o    How can we collaborate to make things easier?
·          12:00 - Lunch
·          13:00 - Review of Project Plan Draft
o    The review will go over the first draft of the Project Plan. Questions to go over are as follows:
o    What are the major deliverables?
o    How will we get to those deliverables and the deadline?
o    Who is on the project team and what role will they play in those deliverables?
o    Approval process
o    Deliverables and the tasks taken to create them
o    Timeframes associated with tasks/deliverables
o    Ideas on resources needed for tasks/deliverables
o    A list of the assumptions you’re making in the plan
o    Project dependencies as they relate to the project budget and/or deadlines
o    Stakeholder involvement, when and where
o    Stakeholder co-developed projects
·          15:00 - Final thoughts/questions to ask:
o    Is there a stakeholder we need to consider who is not represented?
o    Which points have we not covered that need to be addressed?
o    Timing for next meeting
·          16:00 – Coffee/Tea Conclusion


Powerpoint:






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